Helvetia Holding AG

Lobbying Governance

AI Extracted Evidence Snippet Source

To ensure that the Sustainability Strategy can be implemented in an integrated manner across all areas, Helvetia adjusted its governance at the beginning of 2022. Strategy implementation is managed by the Group Sustainability Committee, which has been newly established at Executive Management level. This is supported by the Chief Sustainability Officer. In addition, the new Sustainability Risk Framework developed in 2021 was implemented. [...] The Board of Directors takes an active and formative role in connection with the sustainable corporate governance of the Helvetia Group and it addresses the Group's sustainability management several times a year. As the highest management and administrative body, it is responsible for approval of the Sustainability Strategy and the sustainability targets defined therein, and for oversight of the sustainability management of the Helvetia Group. To this end, the Board of Directors maintains an active and continuous dialogue with internal and external stakeholders (particularly employees, business partners, investors, associations, authorities and political leaders). This regular exchange with various stakeholder groups supports the Board of Directors in particular in assessing the concrete effects of business activities from different perspectives, in identifying important developments in the area of sustainability at an early stage and thus ultimately in taking adequate account of economic, ecological and social responsibility in the strategic management of the company. [...] The Nomination and Compensation Committee deals in-depth with material topics, reviews progress in the implementation of the Group-wide Sustainability Strategy and approves the sustainability report. The Investment and Risk Committee oversees risk management and due diligence processes. The Audit Committee monitors the implementation of measures to ensure compliance.

https://www.helvetia.com/content/dam/os/fr/web/fr/layout/documents/notre-profil/a-propos-d-helvetia/groupe/responsabilite-d-entreprise/sustainability-report-helvetia_2022.pdf

Nachhaltigkeitskultur und Governance Damit die Nachhaltigkeitsstrategie integriert über alle Bereiche hinweg umgesetzt werden kann, hat die Helvetia Gruppe ihre diesbezügliche Governance Anfang 2022 angepasst. Die Steuerung der Strategieumsetzung erfolgt durch das, auf Stufe Konzernleitung neu eingesetzte Group Sustainability Committee. Unterstützt wird dieses durch den Chief Sustainability Officer. Zudem wurde das im Jahr 2021 neu entwickelte Nachhaltigkeits-Risiko-Framework umgesetzt. Basierend auf fest verankerten Werten verfügt Helvetia auch über eine stark an Nachhaltigkeit orientierte Unternehmenskultur, welche sich laufend weiterentwickelt. Helvetia bietet ein attraktives, diverses, faires und integratives Arbeitsumfeld, welches Mitarbeitende motiviert, zur Unternehmensstrategie und zum Erfolg beizutragen. [...] Organisation der gruppenweiten Nachhaltigkeits-Governance Verwaltungsrat Der Verwaltungsrat übernimmt eine aktive und gestaltende Rolle im Zusammenhang mit der nachhaltigen Unternehmensführung der Helvetia Gruppe und setzt sich mehrmals im Jahr mit dem Nachhaltigkeitsmanagement der Gruppe auseinander. Als oberstes Leitungs- und Verwaltungsorgan verantwortet er die Genehmigung der Nachhaltigkeitsstrategie, der darin festgelegten Nachhaltigkeitsziele und die Aufsicht über das Nachhaltigkeitsmanagement der Helvetia Gruppe. Der Verwaltungsrat führt dazu einen aktiven und kontinuierlichen Dialog mit in- und externen Stakeholdern (v.a. Mitarbeitende, Geschäftspartner:innen, Investoren, Verbände, Behörden und andere relevante Anspruchsgruppen). Der regelmäßige Austausch mit verschiedenen Anspruchsgruppen unterstützt den Verwaltungsrat insbesondere dabei, konkrete Auswirkungen der Geschäftstätigkeit aus verschiedenen Perspektiven zu beurteilen, wichtige Entwicklungen im Bereich Nachhaltigkeit frühzeitig erkennen und damit letztlich der ökologischen, sozialen und ökonomischen Verantwortung in der strategischen Führung des Unternehmens adäquat Rechnung tragen zu können. Auf halbjährlicher Basis tauscht sich der Verwaltungsrat mit internen und externen Nachhaltigkeitsspezialistinnen und -spezialisten aus und wird so über relevante Nachhaltigkeitsentwicklungen, wie zum Beispiel Nachhaltigkeitstrends oder veränderte regulatorische Anforderungen, informiert. Die strategische Rolle und die Aufsichtsfunktion des Verwaltungsrates wird durch folgende Ausschüsse des Verwaltungsrates in ihren jeweiligen Domänen unterstützt: Der Nominations- und Vergütungsausschuss begutachtet die Fortschritte bei der Umsetzung der gruppenweiten Nachhaltigkeitsstrategie, der Anlage- und Risikoausschuss übt die Überwachung über das Risikomanagement und die Due-Diligence-Prozesse aus, und das Audit-Committee überwacht die Umsetzung von Maßnahmen zur Sicherstellung der Compliance. Die Wahrnehmung der Rolle als oberstes Leitungsgremium wird unter anderem auch durch die adäquate Zusammensetzung des Verwaltungsrates sichergestellt. Die Wahl der Mitglieder folgt unterschiedlichen Kriterien, welche sich an den gesetzlichen und regulatorischen Vorgaben, insbesondere nach den Prinzipien von »fit & proper«, orientieren. Eine besondere Rolle spielen Persönlichkeit und Unabhängigkeit sowie – in der Gesamtzusammensetzung – die fachliche und berufliche Qualifikation und die Geschlechterdiversität. [...] Konzernleitung Die Verantwortung für die Entwicklung und Umsetzung der gruppenweiten Nachhaltigkeitsstrategie liegt bei der Konzernleitung. Sie macht im Rahmen der operativen Geschäftsführung und zur Umsetzung der Nachhaltigkeitsstrategie Vorgaben zum Nachhaltigkeitsmanagement in allen Unternehmensbereichen, so z.B. fürs Risikomanagement, Underwriting, Schadenmanagement, Anlagemanagement oder generell im Bereich der Führung oder das Verhalten der Mitarbeitenden. Nachhaltigkeits-Komitee der Gruppe Das Nachhaltigkeits-Komitee der Gruppe, unter dem Vorsitz des Chief Corporate Center Officers, ist ein um Spezialistinnen und Spezialisten sowie Schlüsselfunktionen erweiterter Ausschuss der Konzernleitung. Mitglieder des Nachhaltigkeits-Komitees sind u.a. auch der Chief Sustainability Officer und der Chief Risk Officer der Gruppe. Das Komitee ist mit der Leitung der konzernweiten operativen Umsetzung der Nachhaltigkeitsstrategie beauftragt. Es fördert die Integration von Nachhaltigkeitsaspekten in allen Kerngeschäftsbereichen und -funktionen, beobachtet aktuelle Entwicklungen im Bereich Nachhaltigkeit und antizipiert deren Wirkung auf das Geschäftsmodell von Helvetia. Es unterstützt die Konzernleitung bei der Erarbeitung und Weiterentwicklung der Nachhaltigkeitsstrategie und anderen wichtigen Entscheidungen im Nachhaltigkeitsmanagement. Chief Sustainability Officer Der Chief Sustainability Officer verantwortet die gruppenweite funktionale Führung im Rahmen der vorgegebenen Nachhaltigkeitsstrategie, Governance und der funktional für das gruppenweite Nachhaltigkeitsmanagement festgelegten Themen, inklusive der Sicherstellung der Compliance. Der Chief Sustainability Officer wird dabei durch ein Team von Nachhaltigkeitsspezialistinnen und -spezialisten sowie Personen aus verschiedenen Gruppenfunktionen unterstützt. Die Aufgaben umfassen die aktive Steuerung und Koordination der Umsetzung der Nachhaltigkeitsstrategie und die Unterstützung der Geschäftseinheiten bei der Integration des Nachhaltigkeitsmanagements ins Kerngeschäft (ESG-Integration), die Messung und Beurteilung der Nachhaltigkeitsleistung und die regelmäßige Berichterstattung an das Nachhaltigkeits-Komitee der Gruppe, die Konzernleitung und an den Verwaltungsrat. Nachhaltigkeitsmanagement in den Markteinheiten Die Konzernbereiche und die Geschäftsleitungen der Markteinheiten sind verantwortlich für die Umsetzung und Integration der Nachhaltigkeitsstrategie sowie die Sicherstellung der Compliance in ihrem Verantwortungsbereich. Sie werden dabei durch das Konzern-Nachhaltigkeitsteam und lokale Spezialistinnen und Spezialisten unterstützt. Die Markteinheiten der Gruppe verfügen je über eine eigene Nachhaltigkeitsorganisation, welche an das lokale Management berichtet. Lokale Nachhaltigkeitsbeauftragte sind für die operative Umsetzung von Maßnahmen der Nachhaltigkeitsstrategie, die Überwachung der Zielerreichung und die Unterstützung der lokalen Geschäftsleitungen bei der Sicherstellung der regulatorischen Compliance in ihren lokalen Jurisdiktionen verantwortlich. Sie unterstützen die lokalen Geschäftsleitungen generell bei der Erfüllung ihrer Verantwortlichkeiten im Nachhaltigkeitsmanagement. Weiters koordinieren sie die lokale Kommunikation und Berichterstattung sowie den lokalen Prozess zur Unterstützung der Nachhaltigkeitsberichterstattung auf Stufe Gruppe. Die lokalen Nachhaltigkeitsbeauftragten berichten für das Nachhaltigkeitsmanagement an die lokalen Geschäftsleitungen und funktional an den Chief Sustainability Officer.

https://www.helvetia.com/content/dam/os/at/web/dokumente/geschaeftsberichte/cs-bericht-helvetia-oesterreich-2022.pdf

##### Sustainability governance.

###### Helvetia considers a good culture of sustainability and governance to be an important prerequisite for sustainable business activities and essential to maintaining long-term relationships with internal and external stakeholders.

Our approach

Helvetia is committed to responsible and sustainable corporate governance. Through an appropriate governance system, Helvetia ensures targeted and efficient implementation of its
Sustainability Strategy at all corporate levels and in all relevant business areas. This system
determines the rules on how we anchor sustainability aspects within the organisation. Good
sustainability governance is of the utmost importance to Helvetia; for example, in order to
avoid potential governance risks such as reputational damage or an increase in employee
turnover.

For the further development of our strategic sustainability framework, we align ourselves
with the expectations of our stakeholders, global sustainability initiatives and voluntary
standards. The Sustainability Strategy is defined and monitored by the Board of Directors.
The Executive Management is responsible for and oversees the implementation of the Sustainability Strategy. It focuses in particular on a proactive approach, promoting responsible
and transparent corporate governance, integrating sustainability aspects into the strategies
of the business units and generally raising awareness of sustainability issues among employees and managers.

Our approach includes linking the long-term variable remuneration of the Executive Management and Executive Board with progress in achieving the overarching sustainability goal of
an MSCI rating of at least "A". The remuneration of the market segment CEOs and local
management is also dependent on the annual customer satisfaction measurement (attained
using the net promoter score). Conversely, in order to put our Sustainability Strategy into action, we design structures, processes and Group-wise courses of action and organisational
instructions, such as guidelines for the consideration of ESG aspects in underwriting, for responsible investment and sustainable procurement.

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###### Organisation of the Group-wide sustainability governance

**Board of Directors**

The Board of Directors takes an active and formative role in connection with the sustainable
corporate governance of the Helvetia Group and it addresses the Group's sustainability management several times a year. As the highest management and administrative body, it is responsible for approval of the Sustainability Strategy and the sustainability targets defined therein, and for oversight of the sustainability management of the Helvetia Group. To this end, the
Board of Directors maintains an active and continuous dialogue with internal and external
stakeholders (particularly employees, business partners, investors, associations, authorities and
political leaders). This regular exchange with various stakeholder groups supports the Board
of Directors in particular in assessing the concrete effects of business activities from different
perspectives, in identifying important developments in the area of sustainability at an early
stage and thus ultimately in taking adequate account of economic, ecological and social responsibility in the strategic management of the company.

On a half-yearly basis, the Board of Directors exchanges views with internal and external sustainability specialists and is thus informed about relevant sustainability developments, such as
sustainability trends or changes in regulatory requirements.

The Board of Directors is supported in its strategic role and oversight function by the following
Board committees in the respective domains: The Nomination and Compensation Committee
deals in-depth with material topics, reviews progress in the implementation of the Group-wide
Sustainability Strategy and approves the sustainability report. The Investment and Risk Committee oversees risk management and due diligence processes. The Audit Committee monitors the
implementation of measures to ensure compliance.

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The performance of the role as the supreme governing body is also ensured, among other
things, by the adequate composition of the Board of Directors. Members of the Board of Directors are selected according to different criteria, based on legal and regulatory requirements,
and in particular according to the "fit and proper" principles. The personality and independence of candidates are of particular importance, as are – in the overall composition – technical
and professional qualifications and gender diversity.

**Establishment of the Helvetia Group's sustainability governance**

**Board**
**of Directors**

**Executive**
**Management**

**Group Sustainability**

**Committee**

**Chief Sustainability Officer**

**(CSO)**

**Group functions/segments/market units**

**Executive Management**

The Executive Management is responsible for implementing the Group-wide Sustainability
Strategy. As part of operational management and in order to implement the Sustainability Strategy, it sets guidelines for sustainability management in all areas of the company; for example,
risk management, underwriting, claims management, investment management, and in the area
of leadership and employee behaviour in general.

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**Group Sustainability Committee**

The Group Sustainability Committee, chaired by the Group Chief Corporate Center Officer,
is a committee of the Executive Management expanded to include specialists and key functions. The Chief Sustainability Officer and the Chief Risk Officer are also members of the
Sustainability Committee. The committee is tasked with managing the Group-wide operational implementation of the Sustainability Strategy. It supports the implementation of sustainability aspects into all core business areas and functions, monitors current developments in sustainability and anticipates their impact on the Helvetia business model. It also supports the
Executive Management in the creation and further development of the Sustainability Strategy
and other important sustainability management decisions.

**Chief Sustainability Officer**

The Chief Sustainability Officer is responsible for the Group-wide functional management
within the scope of the specified Sustainability Strategy, governance and the topics designed
for the Group-wide functional sustainability management, including compliance. The Chief
Sustainability Officer is supported by a team of sustainability specialists and specialists from
other Group functions. Responsibilities include actively managing and coordinating the implementation of the Sustainability Strategy and supporting the business units in integrating sustainability management into their core business (ESG integration), measuring and assessing
sustainability performance, and regularly reporting to the Group Sustainability Committee,
the Executive Management and the Board of Directors.

**Sustainability management in the market units**

The Group divisions and the Executive Boards of the market units are responsible for implementing and integrating the Sustainability Strategy and for ensuring compliance in their areas of responsibility. They are supported in these roles by the Group Sustainability Team and
local specialists.

The Group's market units each have their own sustainability organisation, which reports to
local management. Local sustainability officers are responsible for the operational implementation of Sustainability Strategy measures, monitoring of target achievement and support of
local management in ensuring regulatory compliance in their local jurisdictions. They generally support local management in fulfilling their sustainability management responsibilities.
They also coordinate local communication and reporting. The local sustainability officers
report to the local executive boards and also functionally to the Chief Sustainability Officer.

https://www.helvetia.com/content/dam/os/fr/web/fr/layout/documents/notre-profil/a-propos-d-helvetia/groupe/responsabilite-d-entreprise/sustainability-report-helvetia_2022.pdf

**Public Policy**

Helvetia steht im Dialog mit Verwaltung, Politik, Wissenschaft, Mitbewerbern und Zivilgesellschaft. Zu unserer politischen Arbeit zählen die Beschäftigung mit konkreten Gesetzesvorhaben, die Teilnahme an Anhörungen oder politischen Konsultationen, die Formulierung von Beiträgen für die politische Diskussion und direkte Gespräche mit Entscheidungsträgern. Unsere Public Affairs Policy formuliert dafür die normativen Leitlinien. Wir bekennen uns zu den Standesregeln der Schweizer Public Affairs Gesellschaft (SPAG) bzw. zu dem darin integrierten «Code de Lisbonne», dem europäischen Kodex für ein professionelles Verhalten in der Öffentlichkeitsarbeit. Die Ländermärkte verfügen über einen individuellen Plan für die Arbeit mit unterschiedlichen Anspruchsgruppen. Auf Konzernebene besteht ein regelmässiger Austausch.

Polit-Sponsoring wird bei Helvetia Schweiz mit der internen Richtlinie zur Parteienfinanzierung klar geregelt. Seit 2016 beträgt der für Parteispenden zur Verfügung stehende Beitrag maximal CHF 123 000. Im Berichtsjahr wurden von dieser Summe insgesamt CHF 104 216 abgerufen. In den anderen Ländermärkten wurden keine Parteispenden getätigt.

https://www.helvetia.com/content/dam/os/de/web/ueber-uns/ueber-helvetia/engagement/corporate-responsibility/documents/cr-bericht-helvetia-gruppe-2021.pdf

To ensure that the sustainability strategy can be integrated across all areas and countries, Executive Management and the Board of Directors have defined a Group-wide sustainability governance system. This defines responsibilities, tasks and competencies in relation to sustainability management and is structurally embedded in the existing Group governance. The Board of Directors sets the strategic guidelines and monitors the implementation of the strategy. Executive Management is responsible for implementing the strategy. It is supported by the Group Sustainability Committee, an Executive Management committee with specialists and key functions, and the Group Chief Sustainability Officer, who manages Group-wide sustainability matters in line with the sustainability strategy and governance. [...] The Board of Directors sets the strategic guidelines and monitors the implementation of the strategy. Executive Management is responsible for implementing the strategy. It is supported by the Group Sustainability Committee, an Executive Management committee with specialists and key functions, and the Group Chief Sustainability Officer, who manages Group-wide sustainability matters in line with the sustainability strategy and governance. [...] The Group Sustainability Committee (GSC), chaired by the Group Chief Corporate Centre Officer, is an Executive Management committee that has been expanded to include specialists and key positions. In particular, it monitors the implementation of the sustainability strategy and assesses current sustainability trends. The GSC is also a preparatory discussion body for proposals and decisions that need to be made at EM (or BoD) level. It also serves as an escalation and decision-making committee for the integration of sustainability issues, with the exception of risk management and individual transaction decisions. [...] The Group Chief Sustainability Officer (Group CSO) is responsible for Group-wide functional management of the prescribed governance, the sustainability strategy and the topics functionally defined for Group-wide sustainability management, including ensuring compliance at Group level. The Group CSO is supported by a team of sustainability specialists as well as specialists from other Group functions. The most important thematic responsibilities and duties of the Group CSO include the active management and coordination of the implementation of the sustainability strategy, supporting the business units in integrating sustainability management into their core business (ESG integration), measuring and assessing sustainability performance, preparing the annual sustainability report and other external reporting obligations, and regular reporting to the GSC, the EM and the BoD.

https://www.helvetia.com/content/dam/os/fr/web/fr/layout/documents/notre-profil/a-propos-d-helvetia/groupe/responsabilite-d-entreprise/sustainability-report-2023.pdf

To ensure that the sustainability strategy can be integrated across all areas and countries, Executive Management and the Board of Directors have defined a Group-wide sustainability governance system. This defines responsibilities, tasks and competencies in relation to sustainability management and is structurally embedded in the existing Group governance. The Board of Directors sets the strategic guidelines and monitors the implementation of the strategy. Executive Management is responsible for implementing the strategy. It is supported by the Group Sustainability Committee, an Executive Management committee with specialists and key functions, and the Group Chief Sustainability Officer, who manages Group-wide sustainability matters in line with the sustainability strategy and governance. [...] The Board of Directors sets the strategic guidelines and monitors the implementation of the strategy. Executive Management is responsible for implementing the strategy. It is supported by the Group Sustainability Committee, an Executive Management committee with specialists and key functions, and the Group Chief Sustainability Officer, who manages Group-wide sustainability matters in line with the sustainability strategy and governance. [...] The Group Sustainability Committee (GSC), chaired by the Group Chief Corporate Centre Officer, is an Executive Management committee that has been expanded to include specialists and key positions. In particular, it monitors the implementation of the sustainability strategy and assesses current sustainability trends. The GSC is also a preparatory discussion body for proposals and decisions that need to be made at EM (or BoD) level. It also serves as an escalation and decision-making committee for the integration of sustainability issues, with the exception of risk management and individual transaction decisions. [...] The Group Chief Sustainability Officer (Group CSO) is responsible for Group-wide functional management of the prescribed governance, the sustainability strategy and the topics functionally defined for Group-wide sustainability management, including ensuring compliance at Group level. The Group CSO is supported by a team of sustainability specialists as well as specialists from other Group functions. The most important thematic responsibilities and duties of the Group CSO include the active management and coordination of the implementation of the sustainability strategy, supporting the business units in integrating sustainability management into their core business (ESG integration), measuring and assessing sustainability performance, preparing the annual sustainability report and other external reporting obligations, and regular reporting to the GSC, the EM and the BoD.

https://www.helvetia.com/content/dam/os/fr/web/fr/layout/documents/notre-profil/a-propos-d-helvetia/groupe/responsabilite-d-entreprise/sustainability-report-2023.pdf

Describe the process(es) your organization has in place to ensure that your engagement activities are consistent with your overall climate change strategy[…]In the past, Helvetia has already engaged several times for climate-friendly legislation changes. Helvetia has for example gathered other insurers to lobby for the Swiss carbon tax as a mean to support climate resilient infrastructure and decarbonize critical activities/sectors and requested specific carbon tax provisions. In general, the Sustainability Unit is involved as a stakeholder in all lobbying activities.

CDP Questionnaire Response 2022

Describe the process(es) your organization has in place to ensure that your external engagement activities are consistent with your climate commitments and/or climate transition plan?[…]In the past, Helvetia has already engaged several times for climate-friendly legislation changes. Helvetia has for example gathered other insurers to lobby for the Swiss carbon tax as a mean to support climate resilient infrastructure and decarbonize critical activities/sectors and requested specific carbon tax provisions. In general, the Corporate Sustainability Unit is involved as a stakeholder in all lobbying activities

CDP Questionnaire Response 2023